Appendix 2: List of witnesses
Evidence is published online at https://committees.parliament.uk/work/8454/fca-enforcement-guidance-consultation/publications/ and available for inspection at the Parliamentary Archives (020 7219 3074).
Evidence received by the Committee is listed below in chronological order of oral evidence session and in alphabetical order. Those marked with * gave oral evidence and did not submit any written evidence. All other witnesses submitted written evidence only.
Oral evidence in chronological order
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* |
Ashley Alder, Chair, Financial Conduct Authority (FCA) |
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* |
Nikhil Rathi, Chief Executive, Financial Conduct Authority (FCA) |
Alphabetical list of witnesses
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Wala Al-Daraji |
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Alternative Investment Management Association |
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Anonymous |
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Anonymous |
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ASC Advisors LLC |
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Association of British Insurers |
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Association for Financial Markets in Europe |
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Association of Foreign Banks |
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British Insurance Brokers’ Association |
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Bryan Cave Leighton Paisner LLP |
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Paul Carlier |
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Citizens Advice Scotland |
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City of London Law Society Regulatory Law Committee |
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ClearBank Limited |
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Clifford Chance LLP |
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CMS Cameron McKenna Olswang LLP |
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Electronic Money Association (EMA) |
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* |
Ashley Alder, Chair, Financial Conduct Authority (FCA) (QQ 1–9) |
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* |
Nikhil Rathi, Chief Executive, Financial Conduct Authority (FCA) (QQ 1–9) |
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Financial Services Lawyers Association |
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Foot Anstey LLP |
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Freshfields Bruckhaus Deringer LLP |
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Futures Industry Association (FIA) |
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Herbert Smith Freehills LLP |
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Innovate Finance |
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International Underwriting Association |
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The Investment Association |
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Anthony Kell |
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Linklaters LLP |
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Lloyd’s of London |
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Lloyd’s Market Association |
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London and International Insurance Brokers’ Association (LIIBA) |
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Dr Kevin A. Moss |
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NEDs in FS |
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Personal Investment Management and Financial Advice Association (PIMFA) |
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Protect |
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TheCityUK |
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Transparency Task Force |
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UK Finance |
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UK Individual Shareholders Society (ShareSoc) and UK Shareholders’ Association (UKSA) |
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WhistleblowersUK |