Select Committee on Constitutional Affairs Fourth Report


1  INTRODUCTION

Background

1. The Freedom of Information (FOI) Act 2000 was implemented on 1 January 2005, providing a general right of access to information held by public authorities in the UK. The Act was supposed to create a new culture of openness on the part of public authorities with an assumption that all information should be shared unless there were specific, clearly defined reasons to the contrary.[1]

2. Last year, we held an inquiry to examine the first year's experience of FOI and our Report, Freedom of Information — one year on was published in June 2006.[2] In that Report we concluded that the Act had already brought about significant and new releases of information and that this information was being used in a constructive and positive way by a range of different individuals and organisations.[3]

3. Rt Hon Lord Falconer of Thoroton, the Lord Chancellor told us that the Department for Constitutional Affairs (DCA) (since 9 May 2007, the Ministry of Justice) was conducting an internal review of the FOI charging regime in order to establish whether there was a fair balance between providing information as freely as possible and the time taken by public authorities to find the information.[4] When we asked Baroness Ashton, Parliamentary Under-Secretary of State at the DCA, to elaborate on why the review was considered necessary, she claimed that staff were "spending huge amounts of time simply finding files" and that staff spent "weeks and months trying to find all of the information that is relevant".[5] We were not convinced by this argument because the existing regulations already set a limit for the maximum search time for each request. Baroness Ashton also suggested that public money was being wasted on providing trivial information.[6] However, Richard Thomas, the Information Commissioner, explained that there were already existing provisions in the Act for dealing with vexatious and repeated requests. He expressed surprise that government departments were not making more extensive use of these provisions.[7] He, and other witnesses, considered that the existing charging regime was working well, that it was too early in the life of the legislation to introduce changes without first encouraging better use of provisions already available to minimise any waste of public officials' time.[8] We agreed. We concluded that there appeared to be a lack of clarity and some under-use of existing provisions and that we saw no need to change the charging regulations.[9]

4. In October 2006, the Government published its Response to our Report,[10] together with a report of its review of the charging regime ("the Frontier Economics review").[11] The Response stated that the Government was minded to introduce two amendments to the charging regulations and in December 2006, the DCA published a consultation paper inviting views on the way in which it proposed to implement these two amendments.[12] The consultation period ran from 14 December 2006 to 8 March 2007.

5. We were concerned that the Government was planning to introduce a new FOI charging regime, despite the evidence from our inquiry that such a change was unnecessary and potentially damaging. We decided to conduct a short inquiry so that we could comment on the proposed regime before any new regulations were laid before Parliament. We invited written submissions and took oral evidence from representatives of requesters, the Information Commissioner and Baroness Ashton of Upholland.

The charging regime

6. The current charging regime (The Freedom of Information and Data Protection (Appropriate Limit and Fees) Regulations 2004) came into force at the same time as the Act, on 1 January 2005. Notwithstanding the term 'fees' in the title, which refers to power for authorities to make small charges for photocopying and posting information, the main effect of the regulations is to define an appropriate limit for the cost of handling an FOI request. Where the estimated cost is below the limit, the information is provided free of charge, but when the limit is exceeded, the public authority can refuse to provide the information. Once the cost limit is exceeded, authorities have the discretion to provide information and to make a charge for it if they wish, but requesters have no right to require the information to be released, even if they are prepared to pay a fee. In effect, therefore, the charge limit has defined the limit to the right to secure the release of information, and proposals to make the charging regime more restrictive are in reality proposals to reduce the ability to make use of the Act. Media and commercial requesters would be unlikely to be deterred by incurring charges: their concern is about the loss of right to information.

7. Under the current regime, the appropriate limit is £600 for central government and £450 for other public authorities, based on a set rate of £25 per hour for officials' time. Authorities can take into account time spent locating, retrieving and extracting the information requested when calculating whether or not the limit would be exceeded. Authorities are also entitled to aggregate requests for similar information made within 60 days of each other by the same person or by people apparently acting together. This has the effect of preventing an applicant from circumventing the cost limit by breaking a large request which would exceed the limit into several smaller ones.

8. The four options for change considered in the DCA's review were:

The DCA rejected options (iii) and (iv) and adopted options (i) and (ii) in the new draft regulations.

9. On 29 March 2007, the DCA published a second consultation paper relating to the same draft regulations, but this time inviting comments on whether the 2004 Regulations should be amended at all.[13] The closing date for this second consultation was 21 June 2007.


1   Speech by Lord Falconer 21 March 2007 www.justice.gov.uk Back

2   Constitutional Affairs Committee, Seventh Report of Session 2005-06, Freedom of Information - one year on, HC 991 Back

3   HC (2005-06) 991, para 109 Back

4   Constitutional Affairs Committee, Oral evidence, Department for Constitutional Affairs: Key Policies and Priorities, HC 566-ii, Session 2005-06, Qq191-194 Back

5   HC (2005-06) 991, Qq 209 and 213 Back

6   HC (2005-06) 991, Q217 Back

7   HC (2005-06) 991, Qq 99-102 Back

8   HC (2005-06) 991, Qq 99-102, Q119, Ev 86, para 45 Back

9   HC (2005-06) 991, para 104 Back

10   Government Response to the Constitutional Affairs Committee Report, Freedom of Information - one year on, Cm 6937 Back

11   Frontier Economics, Independent review of the impact of the FOI Act, October 2006 Back

12   Draft Freedom of Information and Data Protection (Appropriate Limit and Fees) Regulations 2007, Consultation Paper ("DCA first consultation paper") Back

13   Supplementary consultation on draft Freedom of Information and Data Protection (Appropriate Limit and Fees) regulations 2007 ("DCA second consultation paper")  Back


 
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