Background
1. The Freedom of Information (FOI) Act 2000 was
implemented on 1 January 2005, providing a general right of access
to information held by public authorities in the UK. The Act was
supposed to create a new culture of openness on the part of public
authorities with an assumption that all information should be
shared unless there were specific, clearly defined reasons to
the contrary.[1]
2. Last year, we held an inquiry to examine the first
year's experience of FOI and our Report, Freedom of Information
one year on was published in June 2006.[2]
In that Report we concluded that the Act had already brought about
significant and new releases of information and that this information
was being used in a constructive and positive way by a range of
different individuals and organisations.[3]
3. Rt Hon Lord Falconer of Thoroton, the Lord Chancellor
told us that the Department for Constitutional Affairs (DCA) (since
9 May 2007, the Ministry of Justice) was conducting an internal
review of the FOI charging regime in order to establish whether
there was a fair balance between providing information as freely
as possible and the time taken by public authorities to find the
information.[4] When we
asked Baroness Ashton, Parliamentary Under-Secretary of State
at the DCA, to elaborate on why the review was considered necessary,
she claimed that staff were "spending huge amounts of time
simply finding files" and that staff spent "weeks and
months trying to find all of the information that is relevant".[5]
We were not convinced by this argument because the existing regulations
already set a limit for the maximum search time for each request.
Baroness Ashton also suggested that public money was being wasted
on providing trivial information.[6]
However, Richard Thomas, the Information Commissioner, explained
that there were already existing provisions in the Act for dealing
with vexatious and repeated requests. He expressed surprise that
government departments were not making more extensive use of these
provisions.[7] He, and
other witnesses, considered that the existing charging regime
was working well, that it was too early in the life of the legislation
to introduce changes without first encouraging better use of provisions
already available to minimise any waste of public officials' time.[8]
We agreed. We concluded that there appeared to be a lack of clarity
and some under-use of existing provisions and that we saw no need
to change the charging regulations.[9]
4. In October 2006, the Government published its
Response to our Report,[10]
together with a report of its review of the charging regime ("the
Frontier Economics review").[11]
The Response stated that the Government was minded to introduce
two amendments to the charging regulations and in December 2006,
the DCA published a consultation paper inviting views on the way
in which it proposed to implement these two amendments.[12]
The consultation period ran from 14 December 2006 to 8 March 2007.
5. We were concerned that the Government was planning
to introduce a new FOI charging regime, despite the evidence from
our inquiry that such a change was unnecessary and potentially
damaging. We decided to conduct a short inquiry so that we could
comment on the proposed regime before any new regulations were
laid before Parliament. We invited written submissions and took
oral evidence from representatives of requesters, the Information
Commissioner and Baroness Ashton of Upholland.
The charging regime
6. The current charging regime (The Freedom of Information
and Data Protection (Appropriate Limit and Fees) Regulations 2004)
came into force at the same time as the Act, on 1 January 2005.
Notwithstanding the term 'fees' in the title, which refers to
power for authorities to make small charges for photocopying and
posting information, the main effect of the regulations is to
define an appropriate limit for the cost of handling an FOI request.
Where the estimated cost is below the limit, the information is
provided free of charge, but when the limit is exceeded, the public
authority can refuse to provide the information. Once the cost
limit is exceeded, authorities have the discretion to provide
information and to make a charge for it if they wish, but requesters
have no right to require the information to be released, even
if they are prepared to pay a fee. In effect, therefore, the charge
limit has defined the limit to the right to secure the release
of information, and proposals to make the charging regime more
restrictive are in reality proposals to reduce the ability to
make use of the Act. Media and commercial requesters would be
unlikely to be deterred by incurring charges: their concern is
about the loss of right to information.
7. Under the current regime, the appropriate limit
is £600 for central government and £450 for other public
authorities, based on a set rate of £25 per hour for officials'
time. Authorities can take into account time spent locating, retrieving
and extracting the information requested when calculating whether
or not the limit would be exceeded. Authorities are also entitled
to aggregate requests for similar information made within 60 days
of each other by the same person or by people apparently acting
together. This has the effect of preventing an applicant from
circumventing the cost limit by breaking a large request which
would exceed the limit into several smaller ones.
8. The four options for change considered in the
DCA's review were:
i. Including reading time, consideration
and consultation time in the calculation of time spent towards
the appropriate limit;
ii. Aggregating non-similar requests made by
any person or persons apparently acting together;
iii. Reducing the appropriate limit thresholds
from £600/£450;
iv. Introducing a flat rate fee for all requests.
The DCA rejected options (iii) and (iv) and adopted
options (i) and (ii) in the new draft regulations.
9. On 29 March 2007, the DCA published a second consultation
paper relating to the same draft regulations, but this time inviting
comments on whether the 2004 Regulations should be amended at
all.[13] The closing
date for this second consultation was 21 June 2007.
1 Speech by Lord Falconer 21 March 2007 www.justice.gov.uk Back
2
Constitutional Affairs Committee, Seventh Report of Session 2005-06,
Freedom of Information - one year on, HC 991 Back
3
HC (2005-06) 991, para 109 Back
4
Constitutional Affairs Committee, Oral evidence, Department
for Constitutional Affairs: Key Policies and Priorities, HC
566-ii, Session 2005-06, Qq191-194 Back
5
HC (2005-06) 991, Qq 209 and 213 Back
6
HC (2005-06) 991, Q217 Back
7
HC (2005-06) 991, Qq 99-102 Back
8
HC (2005-06) 991, Qq 99-102, Q119, Ev 86, para 45 Back
9
HC (2005-06) 991, para 104 Back
10
Government Response to the Constitutional Affairs Committee Report,
Freedom of Information - one year on, Cm 6937 Back
11
Frontier Economics, Independent review of the impact of the
FOI Act, October 2006 Back
12
Draft Freedom of Information and Data Protection (Appropriate
Limit and Fees) Regulations 2007, Consultation Paper ("DCA
first consultation paper") Back
13
Supplementary consultation on draft Freedom of Information and
Data Protection (Appropriate Limit and Fees) regulations 2007
("DCA second consultation paper") Back