Select Committee on Public Administration Minutes of Evidence


Examination of Witnesses (Questions 460-479)

MR PAT MCFADDEN MP AND MR IAN WATMORE

10 MAY 2007

  Q460  Paul Flynn: That is not an answer. If there are 500 a year, give me one where the Government's position changed. I think there are occasions where consultations by the Prime Minister of his cabinet has changed his policy and there is not a lot of that going on. I believe we have had policy that is dictated from top. Before it is presented as plausible and acceptable to the electorate we go through this whole farce of consultation knowing that no notice will be taken of it whatsoever. Is the thrust of this that we should stop consulting? Prove to me where it has worked, where consultation, which is very expensive, has actually resulted in a change of government policy. I am open to be convinced.

  Pat McFadden: I think among the 500 there will be many examples. I think you should ask the departments concerned.

  Q461  Paul Flynn: If there was one of these petitions on the Downing Street website on bringing back hanging it is very likely there would be huge numbers of people—possibly a majority—but the Government would not take any notice of that, would they? They would not be influenced in any way.

  Pat McFadden: Does that mean that you should no provide the capacity for people to express their view?

  Q462  Paul Flynn: You should not give them the illusion that they are taking part and taking the trouble to be consulted on something and lead them to believe it will make a difference when it will not.

  Pat McFadden: I think there is an important point here. These e-petitions which you are referring to are not formal government consultations. These petitions are the capacity for the public to petition government through e-mail and the Internet in a way that they have always been able to petition Parliament and I presume we are not proposing to stop paper petitions to Parliament. Or are paper ones okay but when they do it electronically it is bad? That would seem to me to be an odd logic.

  Q463  Paul Flynn: Take a formal consultation where the Government went to its own consultation body on the question of more nuclear power stations, there was also a final report by the select committee of this House, the Environmental Audit Committee, and virtually every prestigious and knowledgeable group in the energy field were opposed to nuclear power being restarted on the grounds of cost and safety.[10] However, there is no way that the Government will ever change their minds but they felt they had to go through this rigmarole as a PR exercise.

  Pat McFadden: We have been over the nuclear power thing and, as I say, what was found to be flawed in that consultation was not the idea that the Government was consulting on something where it had a view, but it had promised the fullest consultation and that it did not give the information in some respects for the fullest—a lot rests on that word "fullest"—consultation to happen. Let me take another example. The Turner Report on pensions was widely consulted around.[11] There appeared to be wide views that we had an ageing population, that we had a problem in our pension system and I think consultation informed that policy quite well. There are examples where we go to the public and there is an important dialogue that takes place there. This has to be part of the process of government. What I am trying to say throughout this discussion is that it is not a sham provided that you are clear about what you are asking and what you have decided and what you have not decided. You have also got to be clear in the end that government will make the decisions. I think we can perhaps create more of a sense of a sham if we say that just because a government is asking the views of people they are automatically going to follow them. Government does not work like that. In the end the ministers responsible for these decisions must take these decisions.

  Q464 Chairman: If you are able to I think it would be helpful for the Committee and the report we are going to do if you could perhaps just drop a note giving some examples of where consultation has actually made a difference.

  Pat McFadden: I can do that.[12] There is another one which we have engaged in quite a lot recently was Ed Miliband's consultation around the third sector which is extremely important and he has been actively engaged in recent times.

  Chairman: If you could do that for us it would give a more concrete sense to it.

  Paul Flynn: I made that exact point about the Turner Report which was made to us when we visited the Civil Service college, one of the best pieces of evidence based legislation on pensions since 1975. I accept that point.

  Q465  Julie Morgan: Paul has covered some of the things I was going to ask, but I just want to ask you about consultations at a very local level on very emotive subjects such as hospital closures or changes in what a hospital provides. These consultations are used by all the political parties in a way that is often very emotional and the public get a very distorted view. Can you give me your views on those sorts of local consultations and any way they could be improved?

  Pat McFadden: I think you are right, when you are doing something like closing a unit here or concentrating services in a particular hospital which might be great for area B but area A is not happy about it, that is very difficult. In some ways I think it is quite a good example because if you have a view where your health system should be based on two strands, one is care closer to home for those who can receive care closer to home and the other is real specialist units which may be bigger than the traditional, local general hospital that always tries to have a specialism in everything, then inevitably that is going to mean the transfer of some things from the local hospital to the bigger units. That is extremely difficult. I do not know how you can avoid people who want to make the most noise about that doing so. Again let me give you a local example I am quite familiar with. In Wolverhampton we used to have a separate eye infirmary which was very dear to the city and had a good reputation and so on. The decision was taken to move that from an old building to the main general hospital in the city. There was a big petition, it was very emotive. The local MPs took the view that we would not oppose that shift provided certain conditions could be met. We recently visited the new eye infirmary. You could say that the strategic health authority should have obeyed the petition and not gone ahead with the move because there were X amount of signatures. Or you could say that that was a difficult period, we completely understand why that was held so dearly in the heart of the city, but when you walk around the new facility and you can see the changes and you can talk to the staff, most people say that this is going to work. That has been my experience visiting it recently. I am not sure there is a magic answer as to how to get from point A to point B in a process like that. I think you will always have people who will say that this change must not happen, it will be very damaging for one reason or another. In the end you have to make the judgment as to whether you think what you are doing is the right thing. Sometimes that is how change will work and it often looks different after it has happened.

  Q466  Julie Morgan: It does seem that it is extremely difficult to get any sort of medical arguments over in a consultation period over such an issue. I think in some countries there are sort of truces between political parties over these issues because they know it is so difficult to get progress in this sort of field because of local feelings. I have had these sorts of experiences in my own constituency and I just feel that the consultation process is sometimes distorted.

  Pat McFadden: I am sure you are right and I am not sure that there is a magic answer to that because it is open to people, and health is, as we know, a particularly difficult area. I do not know what you would do to stop that. It can make a great story in the local paper, the campaign to save whatever unit. The IPPR did produce a report earlier this year or last year saying that if we just froze things—to take this health reconfiguration for example—more people would die every year than if we press ahead with this because they will be treated in places where you do not have the critical mass of consultants' expertise and so on that will make the difference.[13] If one of us had a heart attack or needed heart treatment and we were being driven past hospital A to go to 10 miles down the road or however many miles it is to hospital B that seems an odd thing to do, yet medically it can be the most sensible thing to do if, in location B, you have a critical mass of consultants who have real expertise in emergency heart treatment and so on. To go back to my eye infirmary example, one of the questions I asked one of the lead clinicians there was, "Are there medical advantages to being in a general hospital that were not there when you were on a separate site?" He said that there are in some cases because examining the eye can actually highlight other critical problems which you may not otherwise have got and when that happens they can be taken straight in for treatment all on the one site. I think you are absolutely right, there are good medical arguments which are about the care of patients for reorganising health services sometimes, but they can also be lost in the heat of a local campaign to save one unit or to not do it. I think the only place to rest in an argument like that is to do the right thing, to do what you think is right and then you have to answer for it in the future.

  Q467 Mr Walker: Near me in Chase Farm, Enfield there is huge concern over the proposed closure of Chase Farm Hospital. There was a meeting yesterday hosted by a gentleman called Professor Alberti. He has been brought in by the Government to oversee a consultation. Unfortunately I could not make it because I had work connected with my involvement with the Mental Health Standing Committee. However, there is concern amongst local residents both in Hertfordshire and in Enfield that whereas this may be a consultation, are these consultations genuine or are they too often simply paper exercises so we can say that we have listened to people but actually we are going to plough ahead and do what we were already going to do. On occasions would it not be better perhaps for politicians and decision makers to be brave and say, "Listen, this is what we are going to do. We are not going to waste your time with a consultation because actually we have already made our minds up." I am not meaning this to be a hostile question but are there occasions when it would be better for all concerned if we were just honest with the electorate and the population and say, "We've got to do this. We know there are concerns but we believe it is in the best interests."

  Pat McFadden: At the risk of repeating myself, I think if you are clear about what you are consulting about—what has been decided, what is open and what has not already been decided about—then the consultation is a good thing to do. I do not think we should just decide not to do this. I think the key thing is to be clear about what is open for decision and what is not. If you do that then consultation is a good and necessary thing to do in those circumstances.

  Q468  David Heyes: This is a question for Ian I think: has the volume of complaints about public services increased in recent years?

  Mr Watmore: I do not know the answer to that.

  Pat McFadden: I think it would depend on particular services. You have had witnesses in this inquiry from HMRC and from the DWP and obviously if you take the tax credit example with HMRC there has been an increase in complaints about that over the years.[14] It has been well documented. It would depend on the particular service on whether that would be true or not.

  Q469 David Heyes: Perhaps I have the wrong understanding of the role of the Cabinet Office. Complaints are a major way of testing public satisfaction with services and quality of service delivery. I rather expected that the Cabinet Office might have some overview on this, that you would have some statistics at your finger tips that would show this key information.

  Pat McFadden: We have a certain role in this around advice and handling complaints. They should be taken seriously, they should be responded to in a decent amount of time.

  Q470  David Heyes: That advice you have just referred to is actually gathering dust on a shelf somewhere. Is that right?

  Pat McFadden: No, it is not. We have been working with the Ombudsman on the principles of good administration which involve advice on complaints handling. What we do not do is to go round all the departments and do some extra reporting exercises to report into us on the overall number of complaints.

  Q471  David Heyes: What about your role in terms of Capability Reviews?

  Mr Watmore: Capability Reviews are reviews of the Civil Service capability at the centre of the Whitehall departments. What we are looking at is all of the particularly board level capability and leadership capability of the Civil Service departments. We have published 12 of the 17 reviews; we have three more before the summer which will take us through 80 to 90 % of all Civil Service departments that we will have been reviewed. There are large numbers of pieces of evidence that we draw on when we are doing those Capability Reviews.

  Q472  David Heyes: But not complaints?

  Mr Watmore: When some of those departments provide service, for example the DWP, that will have been taken into account. In many of the departments they do not directly provide a service, they are provided through third party organisations so we look more at the relationship between the department and those third party organisations. What we have found through those review programmes has been published. I would not want to paraphrase all of the reports but I would be happy to take any questions.

  Q473  David Heyes: Have you considered whether or not to assess the quantity of complaints from government departments and decided that that is not an important statistic.

  Mr Watmore: I did not say that, I do not think. What I said was that when we are looking at the capability of the department to discharge all of its obligations, we look at a large number of forms of evidence. We look at stakeholder surveys, we look at staff surveys, we go and interview people, we go and visit, we make front line visits. When we did overseas departments our reviewers went overseas to see action on the ground. We take formal published statistics. We look at PSA[15] targets and there is a large body of evidence that we collect to assess the capability of the department. Some departments, like DWP, directly provide front line customer service to people through job centres and the like; others do not and they are either policy driven departments or they operate through third and fourth layers or organisations.

  Q474 David Heyes: When the National Audit Office looked at this they were critical of complaint handling by government departments and they recommended that departments should collect information on complaints in a regular and systematic way. Surely the Cabinet Office should have a role in overseeing this, ensuring that that NAO recommendation is implemented. I am getting the feeling that you are just saying that it is up to departments and they should just be left to it.

  Pat McFadden: We worked with the Ombudsman on our principles of good administration which include guidance on this, which was published a couple of months ago. To go back to the NAO report, they had a very specific recommendation that we should somehow centralise this process. The view that we have taken is that we should not do that because actually it is the correct port of call for someone to go to the organisation that they are complaining about first and then if they do not get satisfaction there they could go up the scale to the Ombudsman. That is the basic system that we have at the moment. What we did not want to do was to create another central point in addition to the Ombudsman because we think that most of these things should be sorted out by the organisation doing them. There is, if you like, almost a devolution point about this. Can we or should we in the Cabinet Office create an overarching central complaints role? I think the Ombudsman, when she appeared before you, talked about some of the difficulties you might have in doing that.[16] You would have to have such a range of expertise across the board with big resource implications and you would end up going back down the line in quite a lot of the cases to the organisation that was dealing with it in the first place. I do not know if you are a football fan but I can give you a football analogy to this. If we were playing a match and you wanted to appeal for off-side, you would appeal to the person who was refereeing the match and not to Sepp Blatter, so I think it is important when you are dealing with complaints you go to the person who should be on the ground, with the knowledge, who is close to the situation to deal with it first. There is a Cabinet Office role but we should be wary of creating too centralised a process.

  Q475 David Heyes: Let me try to get at what that Cabinet Office role is. Your last answer was taking an incorrect inference from my question really. I am saying that maybe there is an important role for the Cabinet Office just simply in counting complaints and identifying trends and integrating that with the process of Capability Review. That is not duplicating or replicating any detailed complaints procedure. That is what I was suggesting; is there a response to that?

  Pat McFadden: I think where we can have a role is if we think there is particularly good practice in one area, encourage it in the other and set out central principles for this. Departments themselves should be monitoring how many complaints they have. I think a lot of them do. I think the evidence you have had so far in the inquiry, particularly from those big departments of HMRC and DWP, has shown quite a close attention to monitoring the number of complaints. I am not sure what would be added to that by us doing it as well as them doing it.

  Q476  David Heyes: Let me pick up whether or not you have a legitimate role in this. Certainly you seemed to think you did in the past as the Cabinet Office because in the guide of how to deal with complaints you took that responsibility as a Cabinet Office initiative. I cruelly described that as gathering dust on the shelf but in fact it has been archived, has it not, on the website so it is no longer available. It appears that you have drawn back from that role that was acknowledged in the past as a Cabinet Office role.

  Pat McFadden: I do not think we have. Another thing we are doing on this—which again has been referred to previously in the inquiry—is developing the new Charter Mark which will have how to handle complaints as part of the criteria for achieving that. The form in which we give out guidance on best practice on this may change over time but I do not think it is a task that we have dropped. I think it is important to be clear about what our role is. There is a difference between a Cabinet Office role or encouraging best practice, setting a standard that we hope people to get to and creating a duplication or centralisation. It is the latter that we would be keen to avoid.

  Q477  Chairman: I think what David is after is that at the moment there does not seem to be even a common definition of what a complaint is and there is no common recording system across government. If someone wants to know how many complaints were received by a particular government department, what they were about (which is useful information to know) or how many were upheld, this information is not available in common form. No one is saying it is the Cabinet Office role to do this, but it is their role surely to ensure that there is such a system in place.

  Pat McFadden: That seemed to be what David was driving at, that he thought it was the Cabinet Office role.

  Q478  Chairman: No, it was the assurance role that he was asking from the Cabinet Office.

  Pat McFadden: We have our own guidance on how to handle complaints which is that they should be taken seriously, they should be dealt with in a timely manner and that the organisation should learn from the experience. That is something we do encourage departments to do. In terms of the counting of those complaints, I think that is best done by the departments involved.

  Chairman: We may say something about this and then you can come and talk to us about it. Kelvin?

  Q479  Kelvin Hopkins: I have a general problem with the language both in your letter and in the government document, the executive summary from government policy review Building on progress. I find the language like verbal treacle and if I cannot understand it I am sure many citizens would have difficulty. Maybe I am wrong; maybe they would understand but I do not. Even the English is badly written. The first bullet point suggests that the Government should make progress as soon as possible on "extending choice in acute healthcare to all qualified providers."[17] It suggests it is extending choice to the qualified providers but I think it means to the patient. That is just one example. Would it not be a good idea to test this language on citizens to develop a form of language that people can understand and can then say whether they agree or they do not?

  Pat McFadden: Do you mean a greater use of focus groups and citizens' forums?



10   Environmental Audit Committee, Keeping the lights on: Nuclear, Renewables and Climate Change, Sixth Report of Session 2005-06, April 2006, HC 584 Back

11   Department for Work and Pensions, A New Pension Settlement for the Twenty-First Century, November 2005 Back

12   Ev 196 Back

13   Institute for Public Policy Research, The Future Hospital: The progressive case for change, January 2007 Back

14   Q 38-104, 198-259 Back

15   Public Service Agreement. Back

16   Q 1-37 Back

17   Cabinet Office, Building on progress: Public services, March 2007, p 41 Back


 
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