Select Committee on European Union Twenty-Second Report


CHAPTER 2: The Right of Initiative

A LEGISLATURE WITHOUT THE POWER TO PROPOSE LEGISLATION

10.  The EU makes legislation which has legal force within the territories of the Member States. In the first pillar,[2] the Treaty establishing the European Community (TEC) provides for proposals to be submitted, in most cases, to the European Parliament and the Council of Ministers ("co-decision"); in other cases, the Council may act after consulting the Parliament. In the third pillar, under the Treaty on European Union (TEU), all legislation is adopted by the Council after consulting the Parliament. A proposal undergoes a process of consideration and negotiation; and, if agreed, the legislation is eventually adopted and published. Unusually, by contrast with national legislatures where members have a right (though it may be limited in practice) to introduce legislation, the members of the legislating institutions are not able, as such, to table draft legislation for approval by the legislature.

11.  The power to submit proposals for adoption as EU legislation is commonly called the "right of initiative".

WHOSE INITIATIVE?—THE FIRST PILLAR

12.  The right of initiative is conferred by the TEC on a third institution, the Commission. The Council and the European Parliament initiate and adopt their own Rules of Procedure, and other institutions have specific powers to initiate certain measures within their particular spheres of operation. But otherwise, in the first pillar, where the Treaties confer on the EU power to make legislation, they require that a proposal must first be made by the Commission.

13.  This requirement is set out generally for legislation to be made under the co-decision procedure,[3] for which Article 251(2) provides:

"The Commission shall submit a proposal to the European Parliament and the Council."

In other cases, the Treaty article which confers the power to legislate itself specifies that legislation is to be made "on a proposal from the Commission"—see, for example, Article 37 TEC on the common agricultural policy.

14.  Although the right of initiative is generally thought of as the right to bring a legislative proposal for the consideration of the EU legislature, Professor Anne Rasmussen (Max Weber Fellow, European University Institute, Florence) pointed out that there are related powers of the Commission which reinforce the basic role. (Q 3)

  • The Commission may, up to the point when the Council has acted,[4] amend its proposal.[5] In practice, this is frequently done informally during negotiations in Council working groups.
  • If the Council wishes to amend a proposal, and the Commission is unwilling to agree, then generally the Council must act unanimously even where it might adopt the proposal, unamended, by Qualified Majority.[6]
  • The Commission may withdraw its proposal before the Council has acted on it.[7]

15.  The Commission has indicated its willingness to decline to amend a proposal or to withdraw it in cases where changes to be introduced by the Council would be manifestly illegal or would unduly "dilute" the proposal. (Q 338) It is not however clear whether (if at all) the Commission has, in practice, exercised those powers.

WHOSE INITIATIVE?—THE THIRD PILLAR

16.  Article 34 TEU provides that legislation on police cooperation and criminal justice may be made on the initiative of any Member State or of the Commission. This is an important exception in terms of its subject matter but only a small proportion of EU legislation is adopted in this field.

THE TREATY OF LISBON

17.  Were the Treaty of Lisbon to come into force, it would leave the position unchanged except with regard to police cooperation and criminal justice. That Treaty would bring the provisions on Justice and Home Affairs currently in Title IV TEC and Title VI TEU together in a single Title called "Area of Freedom, Security and Justice".[8] Legislation on police cooperation and judicial cooperation in criminal matters would continue to be made on the initiative either of the Commission or Member States, but in the case of Member States, a proposal would require the support of a quarter of their number, instead of a single state.[9]

THE RIGHT OF INITIATIVE—A MISNOMER?

18.  We have used the expression "right of initiative" since that is the commonly used term for the authority under the Treaties to propose legislation. We acknowledge that this is not a self-explanatory phrase. Like Lord Kinnock (also a former Commissioner), we think it would be good to have a single term that more accurately reflected what the term "right of initiative" represents (Q 103), but it is difficult to find one and it is probably too late to displace the time-honoured phrase. Professor Steve Peers (Professor of Law, University of Essex) thought it more accurate to speak of a "monopoly of initiative" (Q 1) at least so far the first pillar is concerned. More generally, taking account of the exception for police cooperation and criminal justice, one might speak of the Commission having a near-monopoly.

A RIGHT TO PROPOSE, NOT DISPOSE

19.  Lord Brittan noted that the right of initiative is a right to propose. (Q 93) That does not prevent others from initiating ideas which they would like the Commission to take up. Nor does it give the Commission the right to dispose, in the sense of legislating. As Lord Kinnock observed, once draft legislation has been submitted, it then becomes the property of the legislature. Subject to the points mentioned at paragraph 14, it is for the EU legislators to determine what becomes of a proposal. (Q 103) Professor Rasmussen noted that the Commission is, nowadays at least, cautious about putting forward proposals that will not get adopted in the end. For example, the modern Commission would not table an integrationist proposal and just hope that the Member States would go along with it. (Q 20)


2   Under the current treaties, the "first pillar" of the European Union comprises the European Communities; the "second pillar" is the Common Foreign and Security Policy under Title V of the Treaty on European Union; and the "third pillar" is Police and Judicial Cooperation in Criminal Matters under Title VI of the TEU. No legislation is made in the second pillar. Back

3   Under co-decision, a Commission proposal can only become law if it is agreed by both the Council and the European Parliament. Back

4   Under the co-decision procedure, the reference to the Council acting means establishing the Council's common position under Article 250(2) TEC. Where the Council alone adopts legislation, the reference means deciding to make the legislation. Back

5   Article 250(2) TEC. Back

6   Article 250(1) TEC. Back

7   See footnote 4. Back

8   We described the provisions on the Area of Freedom, Security and Justice in our report: The Treaty of Lisbon: an impact assessment (10th Report, 2007-08, HL 62); see Chapter 6. Back

9   Article 76 of the Treaty on the Functioning of the European Union (TFEU) (as the TEC would be re-named by the Treaty of Lisbon). Back


 
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