HOLDING THE INITIATIVE
20. While the right of initiative is not a power
to legislate, the Commission's right of initiative gives it real
power in the legislative process. When deciding whether and when
to bring forward a proposal, it may select from among competing
ideas. It determines the form and content of a draft measure.
If an idea for legislation is put forward which the Commission
does not wish to pursue or prioritise, there will be no legislation.
Taking account of the reinforcing provisions mentioned by Professor Rasmussen
(see para 14 above)the power to amend and withdraw proposals,
and the requirement for unanimity for the Council to amend proposals
without Commission approvalthe Commission is, as Sir Kim
Darroch (the United Kingdom's Permanent Representative to the
EU) told us, "de facto in a strong position as the
sole initiator of legislation". (Q 261)
21. Even if legislation is adopted which calls
for a further proposal from the Commission by a specified date,
that will not necessarily result in a draft coming forward by
that date. Professor Rasmussen explained that such provisions
may, for example, be written into legislation by the Council or
the European Parliament as a compromise to enable legislation
to be adopted, leaving remaining matters to be decided later.
(Q 12) But the Commission does not always bring forward proposals
in response to such legislation. Professor Peers gave the
example of the Regulation[10]
on access to documents, which, at the prompting of the European
Parliament, included a clause requiring the Commission to review
the legislation after three years. The Parliament expected amendments
to be proposed but the Commission declined to do so. (Q 41)
Catherine Day acknowledged that "it sounds like we are very
naughty and disobedient" but said that in the Commission's
view "it is not possible to instruct the Commission to come
forward with a proposal
and we have the right to say no."
(Q 383) (This view is no doubt based on the Commission's
independent right of action, guaranteed by Article 215 TEC; the
right, conferred on it by the Treaties, to propose legislation
should not be over-ridden by legislation made under the Treaties.)
POLICY-MAKING NETWORKS
22. In the Commission, as in any policy-making
body, policy is not developed in a vacuum. As Lord Brittan of
Spennithorne put it: "the people who are working in the Commission
department are not operating in thin air
They do not sit
with a blank piece of paper in front of them and think 'What shall
we suggest?'". (Q 59) In Lord Kinnock's view, "The
development of ideas
comes with the assistance, or sometimes
at the prompting, of a wide network of contacts". (Q 101)
Richard Corbett MEP (Deputy Leader of the European Parliamentary
Labour Party) noted (referring to government generally) that in
practice the role of initiating legislation is usually taken by
the executive branch of government, even where that right is traditionally
associated with the legislature. But like many of our witnesses
he went on to note that the Commission's monopoly on drafting
proposals did not equate to a monopoly of ideas. (p 139)
TRACING THE SOURCES
23. The Commission has itself analysed the origins
of legislation that it has proposed, by reference to a number
of sources, as set out in the following table.
TABLE 1
Exercise of the Commission's Right of
Initiative in 1998