Select Committee on Intergovernmental Organisations Minutes of Evidence


Examination of Witnesses (Questions 619 - 639)

MONDAY 21 APRIL 2008

Ms Diane Stewart and Dr Stefano Lazarri

  Q619  Chairman: Good afternoon. Thank you very much for your time. Thank you very much also for your written evidence, it was very helpful. We have got about an hour now and we want to go through some questions with you. These proceedings are being recorded and you will see a transcript of them before they are published to enable you to correct any factual errors. Also, if you feel after the event that there are issues you would like to bring to our attention or to clarify points which you did not bring up in the hearing itself, please feel free to contact the Clerk and do so. Perhaps I could start by asking you to introduce what you do. I know, Ms Stewart, that you are the Head of Board and Donor Relations, but perhaps you could briefly say what your two job descriptions are.

  Ms Stewart: Thank you very much. I am the Head of the Board and Donor Relations Service at the Global Fund, which means that I am principally responsible for all the governance mechanisms, which includes the Board, its committees and all the operations of the Board as well as the Partnership Forum, which is our broader stakeholder grouping and representative group. The other section of my team is responsible for public donors, so governmental donors of whatever nature, and that is 98 per cent of the funding of the Global Fund.

  Dr Lazarri: Thank you. I am the Senior Health Adviser in the office of the Executive Director. I am in charge of keeping the technical dialogue and collaboration ongoing with our technical partners, WHO, UNAIDS in particular but also the World Bank and others, and in keeping the Global Fund updated on scientific and medical developments, what is new and what is happening, so that our policies and strategies are in line with the most recent approaches, discoveries, developments in the medical field. I also represent the Fund in a number of technical forums and events, including some of the boards of our Partners—Roll Back Malaria, Stop TB Partnership and others.

  Chairman: Thank you very much.

  Q620  Lord Desai: Good afternoon. In your evidence you refer to the fact that there are many health infrastructures in developing countries that have some weaknesses, especially the shortage of health workers. Previous people who have given evidence to us have suggested that one of the reasons is that, since a lot of money goes into something like HIV, that drains the health systems of health workers who would be useful otherwise. You are one of the big, big donors. How do you reconcile the conflict between having disease-specific programmes and at the same shoring up the health worker capacity in developing countries?

  Dr Lazarri: Thank you, Lord Desai, this is a very important question. We try to reconcile that by trying to do both because one is linked to the other. Vertical programmes are not external to the health system, they are part of the health system. The Global Fund was based in the Framework Document from the beginning to provide resources to achieve results for the three diseases but in ways to strengthen the system. What we are trying to achieve is this diagonal approach; it is not vertical, it is not horizontal; it achieves results for the three diseases, but at the same time it reinforces and strengthens the system, or at least tries not to undermine and avoid some of the potential risks or unintended consequences you have referred to. It is not easy. The system would require a larger investment than the Global Fund itself has. There are many systems which are terribly weak. The weakness of the system is, in fact, often the main bottleneck, the main problem, in achieving results for the three diseases. It is in the interests of the Global Fund, in reaching our objectives, to address this bottleneck. You referred to human resources, which is probably the largest, the most difficult one to address. There are very few qualified health workers in many poor countries and those who are good and qualified often migrate to better places, including the UK, and it is difficult to replace or keep them there. Quite a large amount of resources from the Global Fund goes into training or providing, where it is feasible and in line with national policies, incentives, benefits or whatever way a country can design to try to retain their health workers, to better qualify them and ensure they are there to do the job. That is not something we can do alone, but it is something we have tried very hard to address. You might be aware that recently, after a long discussion at Board level, the Fund has agreed to a new approach to health system strengthening that allows a country to apply not just for health system strengthening activity as a separate component—it is still an integral component of the diseases that we are addressing—but they can come with more ambitious and more focused system-strengthening proposals that try to address these bottlenecks where they are identified. The new approach allows countries to make ambitious proposals that will not undermine the disease support; they will be addressed, evaluated and approved separately from the disease component. We hope that this will bring more proposals that include a greater element of health system strengthening, including human resource development, and in that way we will accelerate both the fight against the disease and improve the overall health system in the country.

  Ms Stewart: If I may add, perhaps, some examples of how that can work in a country. In Ethiopia, for example, part of the AIDS funding that goes to that country is for the support of the health extension worker programme, which is trying to reach out into rural areas and really extend the reach of primarily very first-line interventions, getting people to get tested and so on. When they discussed that at the country level, they realised it was impossible to do that only for AIDS because there was nobody dealing with anything else. So the health extension worker now does all sorts of primary healthcare interventions. I have seen them in very rural areas giving vaccinations, et cetera, and they also discuss how to do bednet distribution and encourage people to be tested, about safe sex, distribute condoms and so on. In many ways what we are trying to do is fund additional resources that will be there for all sorts of health interventions, not just for AIDS. Part of that is also the whole task-shifting discussion, and these extension workers are sometimes doing the work of nurses and other healthcare professionals who are in short supply and where we could not get the coverage that we now have with those extension workers if we waited for all the nurses to be trained. We are trying to support that whole approach of broadening the base. Similarly, in many of the countries, especially in southern Africa, it is the health workers themselves who are most affected by AIDS, TB and Malaria in our case, but primarily AIDS. Treatment for AIDS is significantly benefiting the health service, and particularly health workers because they are the first to be treated. In Malawi, we have seen a significant increase in capacity within healthcare workers simply because they are staying alive, which is obviously the basic point. Also, in places like Zambia and Rwanda, where antiretroviral therapy programmes are quite well-advanced, we are seeing a reduction in the use of beds and so on in hospitals, freeing up resources throughout the health system to treat other diseases, whereas normally those hospitals are full of people dying of AIDS. There are direct effects and, as Stefano was saying, there are knock-on effects within the health system.

  Q621  Lord Desai: I just want to add the frivolous comment that earlier today we heard the term "diagonal", not vertical and not horizontal. It is like Pythagoras's theorem that the diagonal is more important than the two sides. That is an interesting concept of having both vertical and horizontal, so there is complementarity between those two things.

  Dr Lazarri: If I may, what you want to avoid are the two extremes, programmes which are too vertical, too focused, that are not sustainable in the long-term or very hard to sustain, and we have had plenty of experience of those, as well as programmes that are so broad, but lacking focus and concrete results, that become difficult to sustain in the sense that you do not get the required investment. The attempt to make it diagonal and make the best use of the resources for the disease to strengthen the system and making strengthening the system contributing to the fight against the disease is the concept. Of course, it is an image but it does provide an idea.

  Q622  Baroness Whitaker: Do not your private donors particularly want to have something that is narrowly focused so there is a very measurable outcome? Is that a tendency you have to educate people out of?

  Ms Stewart: Yes and no. What we are experiencing with the private donors is that we have been able to isolate stories that we can tell, because we had no earmarking for our public or private. What we do with our private funding is that sometimes for their purposes they need to concentrate on a particular cause, because the whole way in which fund-raising works is completely different for public and private. For example, with the Red Campaign they are focusing on AIDS in Africa and they tell stories to their big consumers who are buying Red products about AIDS in Africa, but we do not channel that funding directly in any way. They use those particular stories, children on ARVs in Rwanda and so on, because it is helpful for them to tell their stories, but it is also important that they are in this bigger context of other things that are going on; and, when they do their visits with the Red advocates, they go and see the full programme. The extent to which consumers especially are quite willing to process quite complex development issues has been interesting and it is not just the "keep one child alive for a year" kind of concept that is possible not with quite a sophisticated set of consumers. They are aware that there are much broader situations in the country that have to be addressed. So far it has not been a huge challenge for us in that way.

  Q623  Chairman: Dr Lazarri, you said the trick is to avoid the two extremes, the extreme vertical and extreme horizontal. Whether or not you name names, can you think of examples where there are these extremes that are not going to continue to function? Are there examples like that that trouble you?

  Dr Lazarri: We have some examples of successful vertical programmes. The best one is smallpox eradication. Eradication programmes are very amenable to verticality because they are focused, they have a limited time, they want to eliminate the problem so you do not deal with it any more, and that is a good example. There have been other examples where similar attempts have been made that were not based on strong systems. Malaria eradication is a good example. You cannot verticalise Malaria because it is everywhere, transmission is broad because there is a vector, so you really have to work in a more horizontal way to be able to address that problem.

  Q624  Chairman: But overall at the present time you are not acutely concerned that there is too much focus on either the vertical or the horizontal by too many organisations?

  Dr Lazarri: I think organisations are converging anyway. It comes out of the opportunity of saying there are large new resources for health driven mainly by disease programmes or immunisation for polio or others and we should try to make the best use of these resources and use them in a way that does not just address the specific disease but has additional positive spins on the system and develops the overall system. As I said, there is a second reason why they are converging and that is that, if you do not address the basic system weaknesses, you cannot achieve the objectives of the disease programmes or you cannot sustain them in the long-term. If the health workers are not there and the infrastructure is not there, you will not be able to achieve this. There is a win-win situation in becoming diagonal and seeing how best you can merge these. I would not wish to say everybody is on line with the diagonal approaches, there are still differences, but the debate is on and I think the positions are converging on that, and that is a positive.

  Q625  Lord Avebury: To pursue this analogy, I am wondering how you draw this hypotenuse if you have to have this balance between the vertical and the horizontal. You have already told us that you have a new approach, which I take to mean your Framework Document, which I understand does include allowing you to fund strengthening health systems. But your answer just now seemed to imply that was so only when the strengthening of health systems was directly related to the main objectives of the Global Fund. I take it, for example, you would fund sexual and reproductive health where you want to achieve the twin objectives of reducing AIDS but at the same time improving general health of the population, as in the case of Malawi for instance. My first question is how you do decide what the balance is between the two sides of the triangle in terms of your overall budget. Do you decide that by means of a financial mechanism? Or is there a set of criteria which you apply to all proposals whether they are concentrated on specific diseases or on the strengthening of the general health systems? Do they all go into the pot and, as it were, the proportion comes out at the end of the day according to the choices that you have made individually in each case?

  Ms Stewart: Firstly, the important aspect is that we do not decide centrally any of those things. Because we are a country-driven process, we very much rely on the country's national strategy and what they decide to apply for funding to the Global Fund for, so there is no central management of that. There are two important points. Firstly, we do not see ourselves as isolated. We are not assuming that we are the only funder, as you know it is a crowded landscape. We rely very much on our Partners to fund supporting interventions, particularly around health systems. GAVI, for example, has a whole health systems component that they are currently funding. We are trying very hard not to overlap, which is one of the reasons why we are focusing very much on health system strengthening directly related to TB, AIDS and Malaria outcomes. The other important factor is, of course, that at the country level they need to decide on what the national strategy is and what other funders are funding for them. In the context of the horizontal-versus-vertical debate, I was going to mention a conversation we are in with the European Union about direct budget support and vertical programming. They are doing a lot of budget support and giving a small amount to us for our vertical programme. We see those things as complementary. A lot of that funding has to go into the country to support these other things and our funding will fund a specific aspect of that. We rely on the country actors and the Partnership at the country level to decide who might fund which piece and which is the piece that they apply to the Global Fund for funding. You might want to explain more about how that works.

  Dr Lazarri: The distribution of the Global Fund portfolio, whether it is across the diseases or by intervention or geographical areas, is really decided by a process that starts with a needs assessment at the country level, where the countries themselves, through the Country Coordinating Mechanisms, based on the epidemiological situation, on their understanding and their resources, identify their programmatic and financial gaps. That is the first part. We try to make it in as transparent and open a way as possible. The Country Coordinating Mechanism then comes up with a proposal, which is what they agree is their priority for funding. That is the first thing that drives what we support in countries.

  Q626  Lord Avebury: Whose Country Coordinating Mechanism? Is that yours? Or is it the property of the country?

  Ms Stewart: It is the country's.

  Q627  Lord Avebury: It belongs to the state?

  Ms Stewart: Not the State, the Partners in the country.

  Q628  Lord Jay of Ewelme: Who puts it together?

  Ms Stewart: It could be convened by the government, it often is, but often by the National AIDS Council, which is often a partnership in-country between civil society, government and other actors. In some countries they were first initiated by the World Health Organisation and UNAIDS. UNAIDS, in fact, supported the establishment of many of the Country Coordinating Mechanisms. Increasingly, that is supposed to be part of UNAIDSs' "Three Ones" concept, so one coordinating body for AIDS, and in many countries that acts as a coordinating body for AIDS, TB and Malaria, and sometimes other things. Wherever there are players that go beyond government, and it is important that it is beyond government, especially for HIV/AIDS, the Coordinating Mechanism then takes all of those stakeholders at the country level and they discuss what the priorities will be. It is very much a joint process. Yes, often it is chaired by the State, the Minister of Health, or in some cases the Deputy President. It is often quite a high level organisation but it is not owned by the State and it is certainly not supposed to be, it is supposed to be a partnership. Many donors are on those Country Coordinating Mechanisms. There is the voice of all the players.

  Dr Lazarri: It includes donors, representatives of technical agencies present in the country, and definitely should include representatives of civil society, the non-government sector, and representatives of the people living with the disease. We try to have around the table all the key stakeholders involved in or affected by addressing the disease. They are the ones who in a sense are giving the first cut to the portfolio and the Fund. The second one is done by our independent Technical Review Panel that looks at the proposals and assesses them based on the soundness of approach—is it technically sound? Does it have all the elements we would like to see in a good technical proposal eg feasibility? Do we see they have all the conditions to achieve the results that they have indicated? And the potential for impact and sustainability? These are the main criteria that the Technical Review Panel, independently from the Secretariat, looks at and they make a recommendation to the Board for the funding decision. That is how it is shaped. In a sense, in that way the Fund does not have its own priorities beyond the collective priorities of our Partners in the country. That is the best way I can describe it.

  Q629  Baroness Whitaker: When you say potential for impact, do you mean impact on the diseases concerned? This is measured in a particular way, I suppose.

  Dr Lazarri: Yes. It is measured overall by ten core indicators of the impact of Global Fund resources which we monitor for all countries. Each individual proposal has its own indicators of performance, achievement and targets, which are defined and set by the country themselves. We negotiate how that is measured. Disbursement is based on achievement of results against those agreed targets.

  Q630  Lord Avebury: Can I ask you specifically, I did mention it en passant, about sexual and reproductive health. Are you aware of the campaign for universal access to reproductive health being waged by Countdown 2015 Europe?

  Dr Lazarri: Yes.

  Lord Avebury: Does that have any impact on the applications that are coming to you from Country Coordinating Mechanisms? And can we be assured that there is not any political inhibition on Country Coordinating Mechanisms applying for grants in the field of SRH?

  Q631  Chairman: I like the idea that there will not be any political considerations, but you had better give your answer.

  Ms Stewart: I am project managing our Gender Strategy at the moment, so it has been a big push over the last year, firstly to get our strategic position publicised and in place—and we are still working on that—and also to push for this round for programmes that generally benefit particularly women and girls but more gender specific and appropriate programming, and in the case of AIDS, sexual and reproductive health rights. What we are hoping for with the advocacy around the gender issue, plus the new arrangements that are in place for health system strengthening, is the combination of those two things will produce a lot of integrated sexual and reproductive health programmes. That is what we are hoping. Certainly we know there are obstacles at the country level, but by integrating more of these statements directly into our guidance to say, "We are expecting you to look at X, Y and Z issues. We are expecting to receive programmes that address sexual and reproductive health", we are hoping that those obstacles will be overcome. To be specific, for example, there is hesitancy at the country level, particularly on behalf of the government, to apply for those things because they are not sure that they would be funded, they are not sure they would be perceived as being appropriate. So we have made sure those questions are answered in the guidelines this time and no-one can say we are not accepting proposals of that nature. Obviously they have to be technically sound. The Technical Review Panel will look at them and make sure that they are technically sound. It has been challenging to integrate sexual and reproductive health and HIV/AIDS programming, it has not always been successful. We have had technical problems with previous proposals that have come to us. We are optimistic because there has been a huge push of technical assistance in this period. Stefano has been working very hard with the World Health Organisation, UNAIDS and many of our civil society partners and lots of coalitions and mobilisation networks around the issue. We are hoping that Round 8 will bring results on that. At the global level there is no political obstacle to that. We have never had a technically sound proposal that has been recommended to the Board that has been refused—never.

  Q632  Lord Avebury: Are you hinting that many Country Coordinating Mechanisms need technical help in formulating SRH proposals? How would that be accomplished? Are you able to go a stage earlier and help the Country Coordinating Mechanisms to formulate applications?

  Ms Stewart: We would see that as a conflict of interest. We would not think it would be appropriate for us to fund the country to produce the proposal that comes to us, but that is a huge challenge in our model.

  Q633  Lord Avebury: Is it a gap?

  Ms Stewart: Is it a gap? Stefano, you work on that all the time.

  Dr Lazarri: My colleagues at the World Health Organisation would say that it is a gap, because they have not been provided with the financial resources to be able to play a technical advisory role in the development of the proposal. It is an unfunded mandate, it comes on top of their responsibilities, but it is their responsibility to help countries develop policy and develop proposals. It is definitely part of their responsibility.

  Q634  Lord Howarth of Newport: We would be grateful to have your take on the World Health Organisation. You just now pointed to a problem that changes in the international scene have posed for them. The world has been changing a lot and your arrival on the scene in 2002, bursting on the scene as a very important and very big player, is among those significant changes. Do you feel that the WHO is reacting constructively and appropriately to this changing international geography and architecture, of healthcare and health policy? How are they as collaborators, as partners? I know they are on your Board, they are a Board and Development Partner. But can you tell us more about how you work with them, the complementarity?

  Dr Lazarri: I need to declare a conflict of interest because, in fact, I am WHO staff seconded to the Global Fund.

  Ms Stewart: Great collaboration!

  Q635  Lord Howarth of Newport: Clearly a very beautiful relationship!

  Dr Lazarri: It is an example of how the collaboration is increasingly positive in defining the roles and collaborating together. There has been lots of development that has resulted, for example, in much higher approval of the Malaria grants and better performance of the role of the grant portfolio. I will say that is definitely increasing and I see that in two ways. We rely on the WHO, UNAIDS and other technical partners for the policy/strategy guidance, where the resources should go and what are the most appropriate interventions, what provides the best results in different conditions—because the Fund is not a technical agency, it cannot decide on that. It cannot even decide on the priorities. We rely on their work in providing the global guidance, and this is through UNAIDS, the Stop TB Partnership, the Roll Back Malaria Partnership and the work of the technical departments of WHO. We are increasingly collaborating with the health system and services cluster and with the making-pregnancy-safer reproductive health groups in aligning all these policies.

  Q636  Lord Howarth of Newport: In your perception, your WHO colleagues are indeed providing the kind of strategic vision and context that you need in order to know how to take your place most usefully in the array of efforts that are being made?

  Dr Lazarri: I really think they are doing their best under some of the limitations that WHO has. I could put my WHO hat on and answer that, but as the Global Fund I do not think we can comment on that. It is improving and we are seeing the results of that. The second part, which is what may be linked to the availability of resources in WHO, is the technical assistance at country level. That has also improved greatly, both in the development of the proposals, where there are training workshops organised with countries to explain the forms and guidelines, in which the Global Fund also participates in part, not on the technical content but how to fill in the form and what are the new developments parts. We do that in collaboration and it has become a routine activity when the grants are launched. We have just finished a series of these workshops around the world. Then there is also providing consultants to countries to write the specific proposal and this is something that, as the Global Fund, we do not intervene in. Later on there is implementation, which is also important because, once the proposal is approved, you have to negotiate a grant and that requires definitional and technical elements. It is important the performance of the grant is up to speed and that requires technical assistance. That is where WHO and other agencies have made an effort, but it does not cover all the needs because of a lack of resources. It depends a lot on the Regional Offices and what their attitude is. This could cause some regions to be much more proactive in working with the countries and others to sit back and just respond to requests. We can see these differences across some regions. There is still progress that can be made.

  Ms Stewart: An important element of our relationship with WHO has been our hosting agreement and, from the Global Fund's perspective, that has been a challenge, certainly in the early days when we were both hosted by WHO administratively but they were also a collaborating technical partner. The fact that we are moving out of that hosting arrangement at the end of this year and will become fully independent will assist in the clarification of roles and responsibilities and improve our technical relationship. As Stefano said, it is going in the right direction, it is incredibly positive, and certainly on things like preparing for the rounds the collaboration is enormous, daily and invaluable. Once the administrative arrangements are clarified, it will take the pressure off some of that relationship in a way. I do agree that there is definitely a difference between our global collaboration and our reliance on them for even coming in and briefing our Technical Review Panel, keeping them up to speed with all the latest technical developments and so on, and collaboration at the local country level, where it is totally dependent on individuals and particular regions for what actually happens.

  Q637  Lord Howarth of Newport: If they do not have enough resources to do what you would hope they could do, should do, in future funding rounds, would it be preferable that they should receive more resources and you slightly less?

  Dr Lazarri: You are the fund-raiser!

  Q638  Chairman: You can do a Yes or No answer if you like.

  Ms Stewart: Our position has always been that it is much more important to increase the whole pie than to play one group off against another: we do not see that as helpful. Our money is channelled entirely to countries for countries to spend, our overheads are incredibly low compared to anyone you want to compare us to. The funding that is being provided to the Global Fund is going directly for implementation. WHO's challenge, of course, is that they are a normative agency, not an implementer, so it is very hard for them to mobilise in the same way that we can. There is also some debate about the extent to which technical assistance should be provided directly from WHO itself. They are setting the norms, the standards, the appropriate interventions, and educating people on what is appropriate in terms of response. Should they be going out there and funding proposal preparation and so on? I think that is a conversation that they also have to have. I do not think there is even agreement everywhere in WHO about exactly how far they should be going down that very hands-on route. Certainly there needs to be more support at the country level all round. Particularly on the work around gender and sexual and reproductive health, a large part of that is being done by civil society, foundations and other funders, not necessarily WHO. WHO is setting very important guidelines, and so is UNAIDS, in that area. There is no other comparable agency who can do that, that is absolutely what they have to do. Whether they need to be down there helping the countries to interpret that into a viable proposal for the Global Fund is maybe a complex issue.

  Q639  Chairman: I am interested in these two hats that you wear, Dr Lazarri. If you take Lord Avebury's question on sexual and reproductive health, could you go into a situation and put on your World Health Organisation hat and say, "Actually we cannot fund that whatever, but we, as the Global Fund, can help you set up the structure that would enable it to be funded"? Does that happen?

  Dr Lazarri: The Global Fund cannot support WHO directly, it is not part of our mandate. The resources of the Global Fund go to country programmes for implementation. What we can do, and definitely do, is collaborate with them, so that in a sense they can mobilise their resources where needed. It is not only WHO. At least for the three diseases we are talking of, a broad range of partners rotates around a partnership for Stop TB, Roll Back Malaria and around UNAIDS and their co-sponsors. It is not just the World Health Organisation that can provide and does provide support. When it comes to reproductive health or health systems, we have less developed partnerships globally. The number of partners that it can support is limited, even the number of technical experts available is limited. They start from a more difficult position when requested to provide support to countries for proposal development. I would see a need for investment there definitely. I do not know what hat I am wearing, but maybe with both hats I could say that, if we want them to be able to respond to these requests from countries in areas which are outside HIV, TB and Malaria, they would require additional resources. Also, it is better co-ordination, recruiting partners who can fill in the gaps and provide support, and there is quite a number. It is moving. We have started to see a movement in reproductive health and in health systems and I think it will expand even more. Maybe I should mention that, if this is true for proposal development where we see a conflict of interest, when it comes to implementation of the grants, then the Global Fund can provide support to technical assistance, it can and it is included in the proposal. I cannot remember the figure exactly—I can provide it to you—but we tracked this for Round 7 and I think we had four or five per cent of the resources that were for technical assistance. There is funding available within the grants that can be used to provide technical assistance and implementation, including, if countries so wish, from WHO, so that is an area where the Fund can indirectly support international organisations through the grant and the country.


 
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